Client Survey
Dear Valued Client,
In order to ensure that we are able to service your needs, we would like you to take a moment to review the following questions. If you have answers to the following questions, please return this survey.
Sending Checks & Stock: For purchases made within your account, please make all checks payable to ‘National Financial Services LLC’ and be sure to include your account number on your check. Stock certificates must be endorsed by writing ‘National Financial Services LLC’ between the words ‘appoint’ and ‘attorney’ either on an accompanying Stock Power (preferred) or on the back of each certificate. All owners must sign the Stock Power or each certificate exactly as registered.
For other questions and/or comments, please contact our Compliance Department:
compliance@lasallest.com · (800) 777-7865