Full-Service Support Across Every Part of Your Business

A stable, service-driven firm built to support your practice.

A Partner in Your Growth

Teams across Business Development, Account Services, Trading, Compliance, Capital Markets, and Accounting provide clear guidance and hands-on support. We take time to understand your practice, your goals, and your clients. Our support feels personal, not procedural.

With LaSalle St., you get service tailored to your needs. Our professionals are accountable for your success.

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Business Development

Leverage a team that understands how to grow a practice.

We provide support for:

Branch setup and expansion
Local recruiting and staff development
Brand and marketing guidance
Succession and continuity planning
Technology consulting and ongoing education

Our goal is simple: help you build a stronger business, sustainably and strategically.

Account Services

At LaSalle St., we understand the importance of getting it right the first time. Our Account Services team delivers seamless, accurate, and efficient support—so you can stay focused on clients, not processing.

01.

New Accounts

Our Home Office team serves as your frontline support. We guide you through new account documentation and onboarding to ensure a smooth start for every client relationship.

02.

Transfer of Assets

We prioritize clear communication and efficient coordination with custodians to deliver a smooth, predictable transfer experience. We utilize the TOA Initiator, which provides a paperless electronic transfer workflow that accelerates asset movement, reduces manual steps, and simplifies the process for you and your clients.

03.

Money Movement

Our team walks you through the various cashiering functions that are available such as EFT’s, checks, wires, journals and Standing Payment Instructions. We also help you learn how to access and navigate the Integrated Cashiering Platform (ICP) and become familiar with the paperwork requirements for money movement transactions.

Trading

Trading is a cornerstone of your business. Our Trade Desk delivers smooth, efficient execution across equities, ETFs, mutual funds, and fixed income.

As trading volumes increase, our experienced representatives are on call to resolve execution challenges, place block orders, manage complex trades, and correct errors—ensuring every trade is handled with precision and care.

You focus on clients. We handle the details.

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Compliance

Compliance doesn’t have to feel overwhelming.

Our dedicated compliance team provides personalized support, practical guidance, and real conversations with professionals who know you by name and are invested in your success. We help you meet FINRA, SEC, and state requirements while keeping the process clear and manageable.

Why partner with our Compliance team:

Typical approval for client communications within one day
Ongoing monitoring of registrations and continuing education
Regular branch audits for proactive alignment
Modern compliance tools that improve response times

With LaSalle St., compliance protects your practice without slowing it down.

Accounting

Accurate, timely, and predictable commission payments matter. Our Accounting team ensures reliable payouts and flexible support that help you manage cash flow with confidence.

What we offer:

Online reporting for payout visibility
Split rep codes for flexible commission tracking
Direct access for payment-related questions

LaSalle St. Brokerage Chicago Background

A Broker-Dealer That Treats You Like a Partner

If you’re looking for a broker-dealer that delivers stability, service, and direct access to decision-makers, LaSalle St. is ready to support your next chapter.

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Frequently Asked Questions

01.What kind of broker-dealer support does LaSalle St. provide?

LaSalle St. provides full broker-dealer support across account onboarding, asset movement, trading, compliance, accounting, and business development. Our teams work directly with advisors to keep operations smooth and responsive.

02.Who handles trade execution and trade issues?

Our in-house Trade Desk executes trades across equities, ETFs, mutual funds, and fixed income. The team also resolves trade errors, block trades, and complex transactions.

03.How does LaSalle St. handle account openings and transfers?

Our Account Services team guides account setup and registrations. We also offer a paperless TOA Initiator to speed up asset transfers and reduce manual steps.

04.How does LaSalle St. support day-to-day advisor operations?

LaSalle St. provides hands-on support across broker services, trading, accounting, compliance, and business development. Our teams work directly with advisors to keep daily operations running smoothly, reduce friction, and resolve issues quickly.

05.Will I have direct access to service teams and leadership?

Yes. Our lean structure gives advisors direct access to decision-makers and subject-matter experts. You won’t deal with call queues or ticket systems. You’ll speak with real people who know your practice.

06.How fast is typical service and compliance turnaround?

Most client communication and advertising reviews are completed within one business day. Our operations, trading, and account teams also prioritize quick response times to keep your business moving without delays.